Kenneth P. Bann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Paul Bann, who also goes by Kenneth Bann, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1987. Kenneth had worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2007 - June 3, 2013
JEFFERIES HIGH YIELD TRADING, LLC
March 18, 1998 - March 1, 2016
JEFFERIES LLC
October 25, 1994 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
October 25, 1994 - February 10, 1998
LEHMAN BROTHERS INC.
September 22, 1987 - August 25, 1994
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
JEFFERIES HIGH YIELD TRADING, LLC
CRD#: 47363 / SEC#: , 8-51771
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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