Kevin R. Keane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Rice Keane was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1987. Kevin had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2006 - October 23, 2015
MAPLE SECURITIES U.S.A. INC.
November 12, 2004 - January 28, 2005
TRILLIUM BROKERAGE SERVICES, LLC
September 26, 2003 - November 2, 2004
THOR TRADING LLC
August 12, 1998 - March 31, 2000
LEHMAN BROTHERS INC.
February 19, 1998 - August 24, 1998
GOLDMAN SACHS & CO. LLC
December 11, 1991 - August 16, 1993
LEHMAN BROTHERS INC.
September 22, 1987 - November 6, 1991
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 3/27/2006
Limited Representative-Equity Trader ExamCurrent Firm
MAPLE SECURITIES U.S.A. INC.
CRD#: 33947 / SEC#: , 8-46184
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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