Seth J. Buckley
Professional summary
Seth John Buckley, CFP®, ChFC®, CLU®, who also goes by Seth John Buckley, is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Hingham, Massachusetts and VALMARK SECURITIES, INC. located in N. Falmouth, Massachusetts.
Seth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Seth has worked at 17 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Seth John Buckley's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1996
Experience
October 16, 2017 - Present
VALMARK ADVISERS, INC.
October 2, 2017 - Present
VALMARK SECURITIES, INC.
April 24, 2014 - September 8, 2017
M HOLDINGS SECURITIES, INC.
February 11, 2010 - April 7, 2014
P.J. ROBB VARIABLE, LLC
November 6, 2009 - November 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - November 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 2004 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 18, 2004 - October 20, 2004
QUICK & REILLY, INC.
October 22, 2003 - October 20, 2004
QUICK & REILLY, INC.
February 15, 2002 - August 28, 2002
WILLIAM GALLAGHER ASSOCIATES INVESTMENT SERVICES GROUP, INC.
August 16, 2000 - November 10, 2003
EPLANNING SECURITIES, INC.
August 18, 1999 - June 27, 2000
CAPITAL FINANCIAL SERVICES, INC.
April 26, 1993 - March 30, 1999
ROBERT W. BAIRD & CO. INCORPORATED
April 26, 1993 - March 30, 1999
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 27, 1992 - February 5, 1993
NYLIFE SECURITIES LLC
November 13, 1991 - August 18, 1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 13, 1991 - August 18, 1992
SIGNATOR INVESTORS, INC.
May 21, 1990 - November 5, 1991
AETNA LIFE INSURANCE AND ANNUITY COMPANY
October 30, 1987 - November 30, 1988
GLEACHER & COMPANY SECURITIES, INC.
Primary Firm SEC Registration
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2024)
(3/6/2019)
(3/20/2025)
(12/21/2023)
(11/19/2024)
(10/2/2017)
(10/16/2017)
(8/19/2021)
(6/14/2023)
(8/5/2024)
(10/1/2024)
(8/28/2024)
(5/1/2023)
(11/19/2019)
(9/17/2018)
(5/26/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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