Edward G. Butka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Gerard Butka was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1987. Edward had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2013 - December 31, 2014
DOO FINANCIAL US, INC.
August 11, 2010 - December 31, 2011
DOO FINANCIAL US, INC.
August 6, 2007 - August 14, 2008
DOO FINANCIAL US, INC.
February 11, 2005 - October 19, 2005
DOO FINANCIAL US, INC.
May 24, 2002 - March 6, 2003
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
November 15, 2001 - May 3, 2002
ALLSTATE FINANCIAL SERVICES, LLC
February 7, 2000 - October 12, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 7, 2000 - October 12, 2000
OSAIC FA, INC.
October 28, 1999 - December 31, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 28, 1999 - December 31, 1999
OSAIC FA, INC.
February 1, 1999 - July 29, 1999
BANC ONE SECURITIES CORPORATION
March 25, 1997 - February 1, 1999
WINGSPAN INVESTMENT SERVICES
April 5, 1990 - January 13, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 5, 1990 - January 13, 1997
OSAIC FA, INC.
November 17, 1987 - December 21, 1989
TRANSAMERICA FINANCIAL ADVISORS, INC.
November 17, 1987 - October 4, 1990
TRANSAMERICA SECURITIES SALES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOO FINANCIAL US, INC.
CRD#: 24409 / SEC#: , 8-41551
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
