Amy L. Ferrero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Lynn Ferrero, who also goes by Amy Lynn Harrington, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 1988. Amy had worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2014 - June 3, 2026
MML STRATEGIC DISTRIBUTORS, LLC
June 21, 2013 - May 15, 2014
MML DISTRIBUTORS, LLC
June 21, 2013 - June 3, 2026
MML INVESTORS SERVICES, LLC
July 5, 2010 - May 29, 2012
MML INVESTORS SERVICES, LLC
July 5, 2010 - May 29, 2012
MML DISTRIBUTORS, LLC
July 26, 2004 - July 7, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 11, 1992 - January 14, 1993
FIRST VARIABLE CAPITAL SERVICES, INC.
August 11, 1992 - July 7, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 15, 1991 - December 7, 1992
MONARCH SECURITIES, INC.
September 16, 1988 - June 4, 1991
MONARCH FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
MML STRATEGIC DISTRIBUTORS, LLC
CRD#: 168638 / SEC#: , 8-69322
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| BLUE, DOMINIC | DIRECTOR | 7323924 |
| CRADDOCK, GEOFFREY | DIRECTOR | 1444771 |
| DIGANGI, MATTHEW T | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 3229894 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| PUHALA, JAMES | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5290483 |
| REILLY, JENNIFER RHODES | DIRECTOR | 3243154 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
