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Lawrence Ray Bell

CRD# 17432·Registered 1970 - 2019
Previously Registered: Being a previously registered professional could mean that Lawrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lawrence Ray Bell was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1970 - 2019. Lawrence had worked at 6 firms and has passed the Series 65, Series 66, Series 7 and V06 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years in the financial services industry

Current & Past Employments

ABLEMERE INVESTMENT ADVISORS·CRD# 269865
RIA
Houston, TX
August 17, 2015 - October 25, 2019
PARKLAND SECURITIES, LLC·CRD# 115368
BD
Houston, TX
January 11, 2011 - October 31, 2011
ASCENDANT ADVISORS, LLC·CRD# 151127
RIA
Houston, TX
June 8, 2010 - December 20, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
RIA
Houston, TX
May 21, 2008 - April 30, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Houston, TX
April 15, 2008 - April 30, 2010
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
July 1, 1991 - December 31, 1992
GENERAL AMERICAN LIFE INSURANCE COMPANY·CRD# 3963
BD
March 11, 1975 - July 1, 1991
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
January 13, 1970 - April 19, 1975

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Current Firm

AI
ABLEMERE INVESTMENT ADVISORS

ABLEMERE INVESTMENT ADVISORS | LAWRENCE R. BELL - REGISTERED INVESTMENT ADVISOR | ABLEMERE, LLC

CRD#: 269865

Contact Information

Main Address

Houston, TX

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2015About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Apr 2008About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Apr 2008About the Series 7 exam

V06 — Variable Annuities Module Examination

Passed Jan 1970

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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