Lawrence R. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Ray Bell was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1970. Lawrence had worked at 6 firms and has passed the Series 65, Series 66, Series 7 and V06 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2015 - October 25, 2019
ABLEMERE INVESTMENT ADVISORS
January 11, 2011 - October 31, 2011
PARKLAND SECURITIES, LLC
June 8, 2010 - December 20, 2010
ASCENDANT ADVISORS, LLC
May 21, 2008 - April 30, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 15, 2008 - April 30, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 1, 1991 - December 31, 1992
WALNUT STREET SECURITIES, INC.
March 11, 1975 - July 1, 1991
GENERAL AMERICAN LIFE INSURANCE COMPANY
January 13, 1970 - April 19, 1975
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
V06
Date: 1/9/1970
Variable Annuities Module ExaminationCurrent Firm
ABLEMERE INVESTMENT ADVISORS
CRD#: 269865 / SEC#:
Contact information
Red Flags
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