Michael J. Millhouse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Millhouse was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2015 - May 5, 2017
CAPTRUST ADVISORS, LLC
May 6, 1996 - October 23, 2003
LOOMIS, SAYLES & COMPANY, L.P.
February 5, 1990 - April 23, 1990
WELLS FARGO BROKERAGE SERVICES, L.L.C.
June 5, 1989 - February 7, 1990
FIRST INTERSTATE DISCOUNT BROKERAGE
September 30, 1987 - June 2, 1989
FIRST BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAPTRUST ADVISORS, LLC
CRD#: 142941 / SEC#: 801-67587
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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