Donald L. Wood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Lacroix Wood, who also goes by Don Wood, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1987. Donald had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2011 - November 22, 2016
LEGEND ADVISORY, LLC
June 30, 2004 - August 15, 2011
LEGEND ADVISORY, LLC
January 1, 1994 - November 22, 2016
LEGEND EQUITIES CORPORATION
May 31, 1989 - January 1, 1994
LEGEND CAPITAL CORPORATION
October 6, 1987 - May 30, 1989
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
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