Mark B. Daniels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark B Daniels, who also goes by Mark Bogdon Daniels, Mark Daniels, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1987. Mark had worked at 7 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2022 - January 6, 2023
CBIZ INVESTMENT ADVISORY SERVICES, LLC
December 4, 2017 - September 27, 2018
CHARLES SCHWAB & CO., INC.
November 17, 2017 - September 27, 2018
CHARLES SCHWAB & CO., INC.
October 18, 2004 - August 26, 2005
ADP BROKER-DEALER, INC.
January 3, 2003 - July 3, 2003
SUNGARD INSTITUTIONAL BROKERAGE INC.
March 13, 2002 - December 31, 2002
NEWEDGE SECURITIES, LLC
August 31, 1990 - December 4, 1991
WALNUT STREET SECURITIES, INC.
November 16, 1987 - May 20, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CRD#: 286002 / SEC#: 801-108996
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CRD#: 286002 / SEC#: 801-108996
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,658 |
| AUM (Assets Under Management) | $ 10,491,932,749 |
Red Flags
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