Michael K. Boren

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CRD#: 1742976

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Kenneth Boren was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 4 firms and has passed the Series 63, Series 7, Series 28, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 27, 2002 - January 3, 2022

CLEARWATER ADVISORS, LLC

RIA

CRD#: 116865

BOISE, ID

Past

July 21, 2000 - April 14, 2010

SAWTOOTH INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109394

BOISE, ID

Past

October 29, 1993 - September 10, 2001

ADOLPH KOMORSKY INVESTMENTS

CRD#: 30838

TARRYTOWN, NY

Past

October 21, 1987 - November 26, 1991

REFCO SECURITIES, LLC

CRD#: 14094

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLEARWATER ADVISORS, LLC

CLEARWATER ADVISORS, LLC | CLEARWATER SECURITIES, LLC

CRD#: 116865 / SEC#: 801-60686

RIA

Registered Investment Advisory firm - (11/9/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/16/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 5/27/1993

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/8/1993

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 5/14/1990

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

CLEARWATER ADVISORS, LLC

CLEARWATER ADVISORS, LLC | CLEARWATER SECURITIES, LLC

CRD#: 116865 / SEC#: 801-60686

RIA

Registered Investment Advisory firm - (11/9/2001 Approved)

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Contact information

Main Address

101 S. Capitol Blvd Suite 1201, Boise, ID 83702

Mailing Address

Phone number

(208) 433-1222

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A CLEARWATER (3/6/2025)

Regulatory assets under management

Total Number of Accounts	82
AUM (Assets Under Management)	$ 4,525,460,773

Red Flags

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Firm Stability Insights

Michael K. Boren

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SAWTOOTH INVESTMENT MANAGEMENT LLC

ADOLPH KOMORSKY INVESTMENTS

REFCO SECURITIES, LLC

Primary Firm SEC Registration

CLEARWATER ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/16/1987

Series 7

Date: 10/17/1987

Series 28

Date: 5/27/1993

Series 24

Date: 3/8/1993

Series 8

Date: 5/14/1990

Current Firm

CLEARWATER ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLEARWATER ADVISORS, LLC

TRUST BUT VERIFY

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