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Edgar Lawrence Mclean

CRD# 1742862·Registered 1988 - 2004
Previously Registered: Being a previously registered professional could mean that Edgar is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edgar Lawrence Mclean, who also goes by Larry Mclean, was a registered financial advisor. Edgar was a previously registered financial professional and started their career in finance 1988 - 2004. Edgar had worked at 8 firms and has passed the Series 6 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Mclean

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

SICOR SECURITIES INC·CRD# 16195
BD
Dayton, OH
November 2, 2001 - February 25, 2004
SICOR SECURITIES INC·CRD# 16195
BD
Dayton, OH
November 30, 2000 - April 24, 2001
FFP SECURITIES, INC.·CRD# 16337
BD
Chesterfield, MO
November 12, 1999 - October 23, 2001
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
August 28, 1996 - December 31, 1999
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
March 15, 1996 - August 29, 1996
CENTAURUS FINANCIAL, INC.·CRD# 30833
BD
Anaheim, CA
May 14, 1994 - February 29, 1996
NORTH AMERICAN MANAGEMENT, INC.·CRD# 624
BD
Sioux Falls, SD
November 23, 1992 - April 6, 1993
NORTH AMERICAN MANAGEMENT, INC.·CRD# 624
BD
Sioux Falls, SD
March 25, 1991 - October 8, 1992
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
October 21, 1988 - December 4, 1990
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
October 21, 1988 - December 4, 1990

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Current Firm

SS
SICOR SECURITIES INC

S I SECURITIES, INC. | TOWER EQUITIES, INC. | TOWER EQUITIES INC | SICOR SECURITIES INC

CRD#: 16195 / SEC#: 801-31673, 8-33445
BD
Terminated by SEC on 12/14/2013

Contact Information

Established

Ohio since 04/01/1984

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
TIS HOLDINGS INCSTOCK HOLDER—
LEHMAN, HEATH AFINANCIAL & OPERATIONS PRINCIPAL2395182
MERRICK, GREGORY LUNARPRESIDENT/DIRECTOR2933448
MERRICK, GREGORY LUNARCHIEF COMPLIANCE OFFICER2933448
MERRICK, SARA ANNSECRETARY/V-PRES/DIRECTOR2672417
THE DEMANGE ASSET MANAGEMENT COSTOCK HOLDER—

Disclosures

Regulatory Event

13

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1988About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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