Edward C. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Cary Williams III, who also goes by Cary Williams, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1987. Edward had worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2020 - November 6, 2020
GREYSTONE BROKER DEALER CORP
February 1, 2018 - October 3, 2019
BV SECURITIES, LLC
September 2, 2014 - March 3, 2016
CREDIT SUISSE SECURITIES (USA) LLC
April 16, 2012 - August 29, 2014
RBC CAPITAL MARKETS, LLC
November 1, 2010 - February 2, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 27, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
October 20, 2004 - March 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 1987 - March 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
GREYSTONE BROKER DEALER CORP
CRD#: 284359 / SEC#: , 8-69800
Contact information
Documents
Red Flags
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