Samir B. Shah
Professional summary
Samir Bhagwandas Shah, who also goes by Samir B Shah, is a registered financial advisor currently at MBS MANTRA, LLC located in Stamford, Connecticut.
Samir is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Samir has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Samir Bhagwandas Shah's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2014 - Present
MBS MANTRA, LLC
August 12, 2013 - December 31, 2015
FIRST LIBERTIES FINANCIAL
June 18, 2012 - April 15, 2013
GLEACHER & COMPANY SECURITIES, INC.
June 27, 2011 - June 14, 2012
TEJAS SECURITIES GROUP, INC.
March 2, 2011 - June 27, 2011
SEAPORT GLOBAL SECURITIES LLC
December 3, 2010 - March 3, 2011
BOLTON GLOBAL CAPITAL
October 25, 2007 - December 10, 2010
MF GLOBAL INC.
October 14, 2005 - October 13, 2006
CANTOR FITZGERALD SECURITIES
January 12, 2005 - October 4, 2007
CANTOR FITZGERALD & CO.
October 6, 1997 - February 1, 2005
AMHERST SECURITIES GROUP, L.P.
July 1, 1996 - October 10, 1997
R.W.PRESSPRICH & CO.
May 4, 1995 - July 10, 1996
STORMHARBOUR SECURITIES LP
May 15, 1992 - October 3, 1994
NOMURA SECURITIES INTERNATIONAL, INC.
September 27, 1988 - April 30, 1992
MORGAN STANLEY & CO. LLC
October 20, 1987 - September 22, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/13/2014)
Exams
Current Firm
MBS MANTRA, LLC
CRD#: 173533 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 5,200,000 |
Red Flags
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