John J. Margiotta
Professional summary
John Joseph Margiotta was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, John had worked at 5 firms, which includes JOSEPH DILLON & COMPANY INC., CORTLANDT CAPITAL CORPORATION, LOMBARD SECURITIES CORP., J. T. MORAN & CO. INC., F.D. ROBERTS SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 1997 - November 21, 2000
JOSEPH DILLON & COMPANY INC.
October 30, 1990 - August 4, 1997
CORTLANDT CAPITAL CORPORATION
May 9, 1989 - August 22, 1990
LOMBARD SECURITIES CORP.
February 22, 1989 - May 8, 1989
J. T. MORAN & CO., INC.
October 5, 1987 - October 2, 1989
F.D. ROBERTS SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 4/19/2000
Limited Representative-Equity Trader ExamCurrent Firm
JOSEPH DILLON & COMPANY INC.
CRD#: 35220 / SEC#: , 8-46589
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 11 |
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