John M. Legreca
Professional summary
John Michael Legreca was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, John had worked at 6 firms, which includes FIRST MONTAUK SECURITIES CORP., A. G. EDWARDS & SONS INC., MORGAN STANLEY DW INC., NEW ENGLAND SECURITIES, VERAVEST INVESTMENTS INC., CARILLON INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 1998 - December 21, 2005
FIRST MONTAUK SECURITIES CORP.
October 31, 1994 - August 29, 1997
A. G. EDWARDS & SONS, INC.
August 18, 1993 - November 2, 1994
MORGAN STANLEY DW INC.
February 25, 1992 - July 6, 1993
NEW ENGLAND SECURITIES
January 15, 1991 - February 7, 1992
VERAVEST INVESTMENTS, INC.
January 10, 1989 - September 10, 1990
CARILLON INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST MONTAUK SECURITIES CORP.
CRD#: 13755 / SEC#: , 8-29748
Contact information
Documents
Disclosures
| Regulatory Event | 25 |
| Arbitration | 28 |
| Bond | 5 |
Red Flags
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