Paul T. Fiorini
Professional summary
Paul Thomas Fiorini was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Paul is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Paul had worked at 6 firms, which includes TOLUCA PACIFIC SECURITIES CORP., MASCERA & CO. INC., CORTLANDT CAPITAL CORPORATION, PAULSON INVESTMENT COMPANY LLC, LOMBARD SECURITIES CORP., F.D. ROBERTS SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 1995 - March 28, 1997
TOLUCA PACIFIC SECURITIES CORP.
October 7, 1994 - April 27, 1995
MASCERA & CO., INC.
October 26, 1990 - July 23, 1994
CORTLANDT CAPITAL CORPORATION
May 17, 1990 - October 30, 1990
PAULSON INVESTMENT COMPANY LLC
August 2, 1988 - June 29, 1990
LOMBARD SECURITIES CORP.
September 22, 1987 - August 13, 1988
F.D. ROBERTS SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TOLUCA PACIFIC SECURITIES CORP.
CRD#: 13875 / SEC#: , 8-29814
Contact information
Documents
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