Mark R. Meyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Rittman Meyer was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1987. Mark had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2015 - November 16, 2016
ALPS DISTRIBUTORS, INC.
February 13, 2013 - February 5, 2015
VIRTUS FIXED INCOME ADVISERS, LLC
May 23, 2012 - February 9, 2015
FORESIDE ASSOCIATES, LLC
March 15, 2006 - May 17, 2010
NOMURA SECURITIES INTERNATIONAL, INC.
March 3, 2006 - March 7, 2006
COMMONFUND SECURITIES, INC.
September 24, 2002 - December 13, 2004
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
March 3, 1999 - September 24, 2002
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
May 6, 1994 - December 22, 1997
CITIGROUP GLOBAL MARKETS INC.
November 25, 1987 - August 18, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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