John R. Duffy
Professional summary
John R Duffy, who also goes by John Robert Duffy, is a registered financial professional currently at NUORION CAPITAL located in Miami, Florida.
John is registered as a RR (Registered Representative) and started their career in finance in 1987. John has worked at 4 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 3, Series 7, Series 24, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John R Duffy's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2023 - Present
NUORION CAPITAL
Office #1: 495 Brickell Ave Suite 2101, Miami, FL 33131October 1, 2008 - December 21, 2020
J.P. MORGAN SECURITIES LLC
March 2, 2001 - October 1, 2008
J.P. MORGAN SECURITIES INC.
September 3, 1996 - May 1, 2001
JPMSI
September 22, 1987 - July 25, 1991
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/29/2023)
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationSeries 57TO
Date: 12/22/2022
Securities Trader ExamSeries 8
Date: 9/15/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
NUORION CAPITAL
CRD#: 315811 / SEC#: , 8-70770
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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Company Information
NUORION CAPITAL
CRD#: 315811Miami, FL 33131TRUST BUT VERIFY
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