Calvin K. Mees
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Calvin Kim Mees was a registered financial professional .
Calvin is a previously registered financial professional and started their career in finance in 1987. Calvin had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 1994 - February 23, 1996
FIRST ASSET MANAGEMENT, INC.
July 19, 1993 - March 26, 1994
NORTHEAST SECURITIES, LLC
September 28, 1992 - July 24, 1993
FIRST ASSET MANAGEMENT, INC.
May 7, 1991 - October 6, 1992
CHELSEA STREET SECURITIES, INC.
November 30, 1990 - April 23, 1991
BLUESTONE CAPITAL CORP.
January 25, 1989 - November 23, 1990
THE STUART-JAMES COMPANY, INCORPORATED
January 5, 1989 - January 27, 1989
J. T. MORAN & CO., INC.
May 19, 1988 - January 18, 1989
GRAYSTONE NASH, INC.
September 24, 1987 - May 24, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST ASSET MANAGEMENT, INC.
CRD#: 17341 / SEC#: , 8-35154
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
