Michael P. Konrad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Konrad was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 1998 - July 23, 1998
QUEST SECURITIES, INC.
July 8, 1996 - December 31, 1997
RIDGEWAY HELMS SECURITIES CORPORATION
November 29, 1994 - June 14, 1996
ROUND HILL SECURITIES, INC.
July 25, 1991 - August 26, 1993
INTERFIRST CAPITAL CORPORATION
December 23, 1989 - March 20, 1990
FIRST AMERICA EQUITIES CORP.
January 18, 1989 - December 23, 1989
ADVENT SECURITIES, INC.
September 22, 1987 - January 27, 1989
HAMILTON, WILLIAMS & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
QUEST SECURITIES, INC.
CRD#: 6828 / SEC#: , 8-18273
Contact information
Red Flags
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