Marisela H. Flores-sierra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marisela Hernandez Flores-sierra, who also goes by Marisela Hernandez Flores, Marisela Flores, Marti Flores, Marti Hernandez Flores, was a registered financial professional .
Marisela is a previously registered financial professional and started their career in finance in 2012. Marisela had worked at 3 firms and has passed the Series 11 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2019 - November 8, 2022
SCF SECURITIES, INC.
August 7, 2018 - February 5, 2019
ROBERT W. BAIRD & CO. INCORPORATED
December 14, 2012 - August 31, 2018
HILLTOP SECURITIES INC.
State Registrations and Notice Filings
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Exams
Series 11
Date: 9/30/2008
Assistant Representative-Order Processing Qualification ExamCurrent Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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