Ted E. Desrosiers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ted Edward Desrosiers was a registered financial professional .
Ted is a previously registered financial professional and started their career in finance in 1987. Ted had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2019 - March 12, 2025
MARTHA'S VINEYARD INVESTMENT ADVISORS, LLC
September 11, 2006 - September 21, 2020
LPL FINANCIAL LLC
May 15, 2006 - January 30, 2023
LPL FINANCIAL LLC
June 7, 2002 - May 25, 2006
CITIGROUP GLOBAL MARKETS INC.
June 6, 1990 - June 28, 2002
ADVEST, INC.
October 29, 1987 - June 6, 1990
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
MARTHA'S VINEYARD INVESTMENT ADVISORS, LLC
CRD#: 291599 / SEC#: 801-112370
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARTHA'S VINEYARD INVESTMENT ADVISORS, LLC
CRD#: 291599 / SEC#: 801-112370
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 431 |
| AUM (Assets Under Management) | $ 280,709,177 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/08/2025 | ||
| 07/03/2025 | ||
| 01/22/2025 | ||
| 07/21/2023 | ||
| 01/12/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
