Timothy J. Brennan

HYNES ADVISORY GROUP LLC

St Louis, MO 63126

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CRD#: 1742181

Professional summary

Timothy James Brennan, who also goes by Tim Brennan, is a registered financial advisor currently at HYNES ADVISORY GROUP LLC located in St Louis, Missouri.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Timothy has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Brennan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Brennan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2019 - Present

HYNES ADVISORY GROUP LLC

Office #1: 9920 Watson Road Suite 107, St Louis, MO 63126

RIA

CRD#: 145731

St Louis, MO

Past

November 4, 2017 - June 25, 2019

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869

ROCKVILLE, MD

Past

November 2, 2017 - March 29, 2019

FLEXIBLE PLAN INVESTMENTS LTD

RIA

CRD#: 110762

Ellisville, MO

Past

April 3, 2014 - November 13, 2015

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

MAPLEWOOD, MO

Past

April 3, 2014 - November 13, 2015

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

MAPLEWOOD, MO

Past

February 28, 2011 - April 2, 2014

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

SAINT LOUIS, MO

Past

February 28, 2011 - April 2, 2014

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT LOUIS, MO

Past

October 11, 2010 - February 28, 2011

AUSDAL FINANCIAL PARTNERS, INC.

RIA

CRD#: 7995

MT. VERNON, IL

Past

December 1, 2009 - February 28, 2011

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

MT. VERNON, IL

Past

February 27, 2006 - November 13, 2009

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Past

August 26, 1998 - February 22, 2006

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

December 12, 1997 - August 21, 1998

FORESIDE DISTRIBUTION SERVICES, L.P.

CRD#: 15634

PORTLAND, ME

Past

July 1, 1997 - September 12, 1997

MERCANTILE INVESTMENT SERVICES, INC.

CRD#: 19908

ST. LOUIS, MO

Past

September 1, 1995 - July 1, 1997

GUARANTY BROKERAGE SERVICES, INC.

CRD#: 23302

ST. CLOUD, MN

Past

July 25, 1991 - September 13, 1995

IAC SECURITIES, INC.

CRD#: 14081

TINLEY PARK, IL

Past

January 2, 1991 - June 18, 1991

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

June 13, 1990 - December 31, 1990

CENTURY INVESTORS OF AMERICA, INC.

CRD#: 5322

Past

October 21, 1987 - June 21, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(6/24/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/5/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/8/1994

General Securities Principal Examination

Current Firm

HYNES ADVISORY GROUP LLC

HYNES ADVISORY GROUP LLC | ROBERT E. HYNES & ASSOC., LTD

CRD#: 145731 / SEC#:

Arkansas

Registered Investment Advisory firm - (8/30/2017 Terminated)

Missouri

Registered Investment Advisory firm - (11/27/2007 Approved)

South Carolina

Registered Investment Advisory firm - (3/28/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

9920 Watson Road Suite 107, St Louis, MO 63126

Mailing Address

Phone number

(314) 858-1335

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	168
AUM (Assets Under Management)	$ 12,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Timothy J. Brennan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Brennan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CEROS FINANCIAL SERVICES, INC.

FLEXIBLE PLAN INVESTMENTS LTD

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

AUSDAL FINANCIAL PARTNERS, INC.

AUSDAL FINANCIAL PARTNERS, INC.

EQUITABLE DISTRIBUTORS, LLC

PACIFIC SELECT DISTRIBUTORS, LLC

FORESIDE DISTRIBUTION SERVICES, L.P.

MERCANTILE INVESTMENT SERVICES, INC.

GUARANTY BROKERAGE SERVICES, INC.

IAC SECURITIES, INC.

CUNA BROKERAGE SERVICES, INC.

CENTURY INVESTORS OF AMERICA, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/2010

Series 63

Date: 11/5/1987

SIE

Date: 10/1/2018

Series 7

Date: 10/17/1987

Series 24

Date: 2/8/1994

Current Firm

HYNES ADVISORY GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HYNES ADVISORY GROUP LLC

TRUST BUT VERIFY

Contact information

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