Howard R. Hawley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Robert Hawley, who also goes by Bud Hawley, was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1987. Howard had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 1991 - December 31, 2024
PORTFOLIO ADVISORS GROUP, INC.
June 29, 1989 - December 20, 2024
LPL FINANCIAL LLC
September 24, 1987 - July 29, 1989
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PORTFOLIO ADVISORS GROUP, INC.
CRD#: 107983 / SEC#: 801-54900
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 3,210,079 |
Red Flags
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