Donson G. Brooks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donson Gene Brooks, who also goes by Donald Eugene Brooks, Donald Gene Brooks, Donald Ugene Brooks, Donson Brooks, Don Donson, Donald Gene Donson, was a registered financial professional .
Donson is a previously registered financial professional and started their career in finance in 1988. Donson had worked at 15 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2002 - September 27, 2004
SALOMON GREY FINANCIAL CORPORATION
August 27, 2002 - February 19, 2003
SHELMAN SECURITIES CORP.
January 11, 2002 - October 14, 2002
WORLD TRADE FINANCIAL CORPORATION
May 7, 1999 - April 6, 2001
SALOMON GREY FINANCIAL CORPORATION
January 16, 1996 - March 29, 1999
PACIFIC CORTEZ SECURITIES INCORPORATED
December 18, 1995 - February 29, 1996
DALLAS RESEARCH & TRADING, INC.
May 16, 1995 - December 20, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
March 10, 1995 - June 15, 1995
HD BROUS & CO., INC.
January 27, 1995 - March 1, 1995
INVESTORS ASSOCIATES, INC.
October 27, 1994 - January 17, 1995
J.P. MORGAN SECURITIES LLC
September 30, 1994 - November 9, 1994
JOSEPHTHAL & CO., INC.
June 7, 1994 - October 27, 1994
D. BLECH & COMPANY, INCORPORATED
July 16, 1991 - June 10, 1994
J. GREGORY & COMPANY, INC.
February 22, 1991 - August 26, 1991
BARRON CHASE SECURITIES, INC.
November 27, 1990 - March 4, 1991
CHATFIELD DEAN & CO., INC.
July 19, 1990 - December 4, 1990
THE STUART-JAMES COMPANY, INCORPORATED
January 20, 1988 - July 23, 1990
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SALOMON GREY FINANCIAL CORPORATION
CRD#: 43413 / SEC#: , 8-50268
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 5 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
