Todd A. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd A White, who also goes by Todd Anthony White, Todd Anthony White, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1987. Todd had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2020 - September 25, 2024
GRAY OAK CAPITAL, LLC
May 26, 2017 - July 3, 2018
CASTLE PLACEMENT, LLC
January 2, 2009 - July 30, 2015
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
December 18, 2008 - January 2, 2009
RIVERSOURCE DISTRIBUTORS, INC.
July 9, 2004 - February 25, 2008
HSBC SECURITIES (USA) INC.
July 9, 1991 - July 16, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 18, 1989 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
July 18, 1989 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
September 22, 1987 - June 9, 2004
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRAY OAK CAPITAL, LLC
CRD#: 290056 / SEC#: , 8-70014
Contact information
FINRA licenses (20 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
