Buford H. Ortale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Buford Horner Ortale, who also goes by Buddy Ortale, was a registered financial professional .
Buford is a previously registered financial professional and started their career in finance in 1987. Buford had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2009 - January 2, 2013
AVONDALE PARTNERS, LLC
December 8, 1993 - March 13, 1996
BANC OF AMERICA SECURITIES LLC
September 24, 1992 - November 25, 1993
ELATRO SECURITIES CORPORATION
February 28, 1991 - December 2, 1991
TRUIST SECURITIES, INC.
November 5, 1987 - February 13, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVONDALE PARTNERS, LLC
CRD#: 46838 / SEC#: 801-70070, 8-51550
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
