Jason S. Eveleth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason S Eveleth, who also goes by Jason Scott Eveleth, Scott Eveleth, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1988. Jason had worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 87, Series 7, Series 30, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 1999 - November 25, 2022
EXANE, INC.
July 1, 1998 - May 10, 1999
ABN AMRO SECURITIES LLC
June 4, 1997 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
April 29, 1988 - July 1, 1997
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
EXANE, INC.
CRD#: 41784 / SEC#: , 8-49569
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
