PH

Pamela A. Hardin

FOUNDATION WEALTH MANAGEMENT
Clayton, MO 63105
Some features on this profile are disabled
CRD#: 1741367
PH

Professional summary


Pamela Ann Hardin, CFP®, who also goes by Pam Hardin, Pamela Ann Lattinville, Pamela Ann Leone, is a registered financial advisor currently at FOUNDATION WEALTH MANAGEMENT, LLC located in Clayton, Missouri.

Pamela is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Pamela has worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Pam Hardin | Pamela Ann Lattinville | Pamela Ann Leone

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Pamela Ann Hardin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

December 7, 2004 - Present

FOUNDATION WEALTH MANAGEMENT, LLC

Office #1: 168 N. Meramec Ave Suite 100, Clayton, MO 63105
RIA
CRD#: 127134
Clayton, MO
Past

July 15, 2002 - October 6, 2003

MONETA GROUP INVESTMENT ADVISORS, LLC

RIA
CRD#: 104727
ST. LOUIS, MO
Past

January 26, 1999 - October 16, 2003

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
HARTFORD, CT
Past

October 13, 1995 - December 24, 1997

R.T. JONES CAPITAL EQUITIES, INC.

BD
CRD#: 19775
ST. LOUIS, MO
Past

September 9, 1994 - May 30, 1995

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
HARTFORD, CT
Past

September 21, 1987 - September 7, 1994

CITISTREET EQUITIES LLC

BD
CRD#: 7447
SOMERSET, NJ

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FOUNDATION WEALTH MANAGEMENT, LLC
FIDUCIARY WEALTH MANAGEMENT, LLC | FOUNDATION WEALTH MANAGEMENT, LLC | FIDUCIARY WEALTH MANAGENENT, LLC

CRD#: 127134 / SEC#: 801-62187

RIA
Registered Investment Advisory firm - (7/10/2003 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/7/2019)
IAR
Missouri
(12/9/2004)
IAR
Texas
(9/25/2013)

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


FW
FOUNDATION WEALTH MANAGEMENT, LLC
FIDUCIARY WEALTH MANAGEMENT, LLC | FOUNDATION WEALTH MANAGEMENT, LLC | FIDUCIARY WEALTH MANAGENENT, LLC

CRD#: 127134 / SEC#: 801-62187

RIA
Registered Investment Advisory firm - (7/10/2003 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
168 N. Meramec Ave Suite 100, Clayton, MO 63105
Mailing Address
Phone number
(314) 726-6789
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (9 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts1,726
AUM (Assets Under Management)$ 593,216,493

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
11/26/2024
10/02/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FOUNDATION WEALTH MANAGEMENT, LLC

CRD#: 127134Clayton, MO 63105

TRUST BUT VERIFY

Monitor Pamela Hardin

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Dalton J Stockton
Dalton StocktonAdvisorCheck Check Mark
WELLS FARGO CLEARING SERVICES, LLC
IAR
RR
ST. LOUIS, MO
Aaron Andrew Ungerer
Aaron UngererAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
Frontenac, MO
George Joseph Simon JR
George SimonAdvisorCheck Check Mark
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
IAR
RR
Chesterfield, MO
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.