John E. Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Earl Harris III, who also goes by Jack Harris, Trips Harris, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2009 - October 31, 2018
TWOMBLY ASSET MANAGEMENT LLC
September 5, 2008 - October 20, 2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 5, 2008 - October 20, 2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 29, 2006 - September 5, 2008
WELLS FARGO CLEARING SERVICES, LLC
October 31, 2006 - September 5, 2008
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - December 31, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 25, 1997 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
May 10, 1990 - July 1, 1996
PFS INVESTMENTS INC.
February 11, 1989 - June 27, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 1987 - February 6, 1989
FIRST EAGLE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TWOMBLY ASSET MANAGEMENT LLC
CRD#: 151610 / SEC#: 801-70624
Contact information
Regulatory assets under management
| Total Number of Accounts | 108 |
| AUM (Assets Under Management) | $ 49,764,553 |
Red Flags
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