Deanna B. Marotz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deanna Broggi Marotz, who also goes by Deanna Marie Broggi, was a registered financial professional .
Deanna is a previously registered financial professional and started their career in finance in 1987. Deanna had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2015 - February 28, 2017
KEELEY INVESTMENT CORP.
February 13, 2008 - August 31, 2015
INVESCO DISTRIBUTORS, INC.
May 2, 2005 - January 4, 2008
AMG DISTRIBUTORS, INC.
September 18, 1995 - May 2, 2005
FUNDS DISTRIBUTOR, LLC
February 23, 1993 - September 21, 1995
MESIROW FINANCIAL, INC.
October 2, 1987 - July 30, 1992
IFMG SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
KEELEY INVESTMENT CORP.
CRD#: 7346 / SEC#: , 8-21353
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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