Deborah H. Quazzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Hicks Quazzo, who also goes by Deborah Tyler Hicks, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1987. Deborah had worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2012 - July 30, 2021
GSV ADVISORS, LLC
June 25, 2009 - March 22, 2012
NORTH POINT MERGERS AND ACQUISITIONS, INC.
March 9, 2001 - December 1, 2008
THINKEQUITY LLC
November 9, 1987 - December 7, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
GSV ADVISORS, LLC
CRD#: 150442 / SEC#: , 8-68261
Contact information
Documents
Red Flags
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