Charles L. Brown
Professional summary
Charles Linnane Brown, who also goes by Charles Linnane Brown Mr., is a registered financial professional currently at ERG SECURITIES (US) LLC located in Norwalk, Connecticut.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2009. Charles has worked at 4 firms and has passed the Series 63, Series 65, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Linnane Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2024 - Present
ERG SECURITIES (US) LLC
Office #1: 50 Washington Street, Suite 921, Norwalk, CT 06854April 14, 2022 - February 13, 2024
FINALIS SECURITIES LLC
May 14, 2019 - April 28, 2022
AVALON SECURITIES, LTD.
August 6, 2009 - November 6, 2009
NATIONAL PLANNING CORPORATION
July 15, 2009 - November 6, 2009
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/29/2024)
(3/29/2024)
Exams
Series 82TO
Date: 5/14/2019
Limited Representative-Private Securities OfferingsFINRA
Current Firm
ERG SECURITIES (US) LLC
CRD#: 121057 / SEC#: , 8-65376
Contact information
FINRA licenses (16 States and Territories)
Documents
Red Flags
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