Samuel A. Haverstick
Professional summary
Samuel Alexander Haverstick, who also goes by Alec Haverstick, S Alexander Haverstick II, Samuel Alexander Haverstick Ii, is a registered financial professional currently at BESSEMER INVESTOR SERVICES, INC. located in New York, New York.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 1989. Samuel has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Alexander Haverstick's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2012 - Present
BESSEMER INVESTOR SERVICES, INC.
Office #1: 1271 Avenue Of The Americas 46th Floor, New York, NY 10020April 2, 2007 - June 5, 2007
MORGAN STANLEY & CO. LLC
November 13, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
June 5, 2006 - July 7, 2006
GUGGENHEIM INVESTOR SERVICES, LLC
February 1, 2006 - February 21, 2006
DEUTSCHE BANK SECURITIES INC.
April 30, 2002 - July 11, 2003
ENCLAVE CAPITAL LLC
February 26, 1992 - August 23, 2000
LEHMAN BROTHERS INC.
January 24, 1989 - February 7, 1992
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/13/2014)
Exams
Series 8
Date: 7/29/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
BESSEMER INVESTOR SERVICES, INC.
CRD#: 17442 / SEC#: , 8-35199
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BESSEMER TRUST COMPANY, N.A. | SHAREHOLDER | |
| BOYLE, PATRICK SIDNEY | SENIOR VICE PRESIDENT | 2472066 |
| GLOWACKI, JEFF JOSEPH | DIRECTOR/SENIOR VICE PRESIDENT | 2942946 |
| GUPTA, RITU | CHIEF COMPLIANCE OFFICER/ASSISTANT SECRETARY | 5059699 |
| MARQUEZ, MICHAEL ALLEN | DIRECTOR/PRESIDENT | 4413060 |
| MCBRIDE, TIMOTHY SEAN | SENIOR VICE PRESIDENT | 2554176 |
| PEDROSO, ARTURO GUSTAVO | SENIOR VICE PRESIDENT | 5161708 |
| SCHLUSSELBERG, BRIAN SCOTT | SENIOR VICE PRESIDENT | 4716582 |
| SLOAN, BENJAMIN PERRY | SENIOR VICE PRESIDENT | 4243057 |
| SYMINGTON, JANE REILLY | SENIOR VICE PRESIDENT | 2520317 |
| TRIMARCO MIRANDO, DIANA | ASSISTANT TREASURER/ASSISTANT FINANCIAL & OPERATIONS PRINCIPAL | 5714209 |
| YAWORSKY, GEORGE M. | TREASURER/FINANCIAL & OPERATIONS PRINCIPAL | 6425195 |
Red Flags
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