Christian Larsen

Some features on this profile are disabled

CRD#: 1740251

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christian Larsen, who also goes by Chris Larsen, Christian David Larsen, was a registered financial professional .

Christian is a previously registered financial professional and started their career in finance in 1989. Christian had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris Larsen | Christian David Larsen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 19, 2013 - October 19, 2020

SILVER LEAF PARTNERS, LLC

CRD#: 126694

NEW YORK, NY

Past

November 30, 2012 - April 9, 2013

AURORA CAPITAL LLC

CRD#: 37924

BRIDGEHAMPTON,, NY

Past

March 16, 2012 - September 17, 2012

ALPHA STRATEGIES INVESTMENT CONSULTING

RIA

CRD#: 151782

LADERA RANCH, CA

Past

October 27, 2008 - October 20, 2011

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

July 28, 2006 - September 9, 2008

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

NEW YORK, NY

Past

April 30, 2001 - June 9, 2006

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

Past

June 29, 1998 - April 4, 2001

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Past

February 15, 1996 - April 16, 1998

AEW SECURITIES LIMITED PARTNERSHIP

CRD#: 30686

BOSTON, MA

Past

June 24, 1994 - November 3, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 25, 1989 - June 13, 1992

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/30/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/22/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/22/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SILVER LEAF PARTNERS, LLC

CRD#: 126694 / SEC#: , 8-65902

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3 Columbus Circle Floor 15, New York, NY 10019

Mailing Address

3 Columbus Circle Floor 15, New York, NY 10019

Phone number

(212) 632-8421

Established

New York since 01/15/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
KHAN, M. FYZUL	CEO/CCO/MANAGING MEMBER	3103833
LESHER, JAMES ELAM	POO	1044046
TAO, BING QIN	FINOP/PFO	6253793

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christian Larsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AURORA CAPITAL LLC

ALPHA STRATEGIES INVESTMENT CONSULTING

JANUS HENDERSON DISTRIBUTORS US LLC

NYLIFE DISTRIBUTORS LLC

FAM DISTRIBUTORS, INC.

DEAM INVESTOR SERVICES, INC.

AEW SECURITIES LIMITED PARTNERSHIP

UBS FINANCIAL SERVICES INC.

AMUNDI DISTRIBUTOR US, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/2012

Series 63

Date: 1/30/1995

SIE

Date: 10/1/2018

Series 7

Date: 11/22/1994

Series 6

Date: 9/22/1989

Current Firm

SILVER LEAF PARTNERS, LLC

Contact information

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SILVER LEAF PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors