George D. Caravakis
Professional summary
George Dennis Caravakis is a registered financial professional currently at ELE WEALTH SOLUTIONS, INC. located in Anthem, Arizona.
George is registered as a RR (Registered Representative) and started their career in finance in 1987. George has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Dennis Caravakis's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 1995 - Present
ELE WEALTH SOLUTIONS, INC.
Office #2: 101 Merritt Boulevard Suite 10, Trumbull, CT 06611May 25, 1993 - October 3, 1995
PRIME CAPITAL SERVICES, INC.
March 18, 1993 - June 5, 1993
DOMINARI SECURITIES LLC
October 28, 1992 - January 7, 1993
MML INVESTORS SERVICES, LLC
April 2, 1990 - July 27, 1992
NYLIFE SECURITIES LLC
October 27, 1987 - December 21, 1989
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/7/2022)
(12/31/1995)
(11/1/2024)
(12/21/1999)
(12/16/1997)
(11/1/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ELE WEALTH SOLUTIONS, INC.
CRD#: 38931 / SEC#: , 8-48467
Contact information
FINRA licenses (33 States and Territories)
Red Flags
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