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Malcolm Clifton Davenport

CRD# 1740185·Registered 1989 - 1992
Previously Registered: Being a previously registered professional could mean that Malcolm is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Malcolm Clifton Davenport, who also goes by Cliff Davenport, was a registered financial advisor. Malcolm was a previously registered financial professional and started their career in finance 1989 - 1992. Malcolm had worked at 1 firm and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cliff Davenport

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

SOUTHERN MERCHANTILE, LTD·CRD# 22905
BD
July 7, 1989 - August 28, 1992

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Current Firm

SM
SOUTHERN MERCHANTILE, LTD

SOUTHERN MERCHANTILE, LTD

CRD#: 22905 / SEC#: 8-40786
BD
Cancelled by FINRA on 08/28/1992

Contact Information

Established

Georgia since 07/10/1988

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1987About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed May 1989About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Aug 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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