AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
NS

Norbert A. Simmons

FIRST COMMONWEALTH SECURITIES
Atlanta, GA 30309
Some features on this profile are disabled
CRD#: 1740163
NS

Professional summary

Norbert Alonzo Simmons is a registered financial professional currently at FIRST COMMONWEALTH SECURITIES CORPORATION located in Atlanta, Georgia.

Norbert is registered as a RR (Registered Representative) and started their career in finance in 1987. Norbert has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 52, Series 27 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Norbert Alonzo Simmons's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 7, 1987 - Present

FIRST COMMONWEALTH SECURITIES CORPORATION

Office #1: 75 14th Street Ne Suite 3240, Atlanta, GA 30309
BD
CRD#: 20854
Atlanta, GA
Past

December 7, 1987 - March 17, 2015

FIRST COMMONWEALTH SECURITIES CORPORATION

BD
CRD#: 20854
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/22/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Date: 10/5/1987
Municipal Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 11/25/1992
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/19/1987
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FIRST COMMONWEALTH SECURITIES CORPORATION
FIRST COMMONWEALTH SECURITIES CORPORATION | JACKSON MCDANIEL FINANCIAL

CRD#: 20854 / SEC#: , 8-38520

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
75 14th Street Ne Suite 3240, Atlanta, GA 30309
Mailing Address
75 14th Street Ne Suite 3240, Atlanta, GA 30309
Phone number
(404) 942-7997
Established
Louisiana since 08/10/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SIMMONS, NORBERT ALONZOPRESIDENT AND CEO
SIMMONS, NORBERT ALONZOFINOP
SIMMONS, NORBERT ALONZOCHIEF COMPLIANCE OFFICER

Disclosures

Regulatory Event11

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST COMMONWEALTH SECURITIES CORPORATION

CRD#: 20854Atlanta, GA 30309

TRUST BUT VERIFY

Monitor Norbert Simmons

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Robert L Busby
Robert BusbyAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Atlanta, GA
TP
Tyrane PerryAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
Atlanta, GA
KC
Kermit CottrellAdvisorCheck Check Mark
STATE FARM VP MANAGEMENT CORP.
RR
BLOOMINGTON, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.