Paul C. Samra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Charles Samra, who also goes by Paul Charles Crosby, Paul Charles Crosby, Paul Charles Samra, Paul Samra, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1997. Paul had worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 6TO, SIE, Series 7, Series 4, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2021 - October 26, 2023
EMPOWER ADVISORY GROUP, LLC
May 27, 2021 - October 26, 2023
EMPOWER FINANCIAL SERVICES, INC.
March 25, 2011 - July 3, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 11, 2011 - July 3, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 5, 2007 - February 19, 2009
FIDELITY BROKERAGE SERVICES LLC
February 9, 2007 - July 25, 2007
UBS FINANCIAL SERVICES INC.
February 9, 2007 - July 25, 2007
UBS FINANCIAL SERVICES INC.
March 17, 2005 - February 9, 2007
KEYBANC CAPITAL MARKETS INC.
March 3, 2005 - February 9, 2007
KEYBANC CAPITAL MARKETS INC.
January 12, 2005 - February 10, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
October 8, 2004 - February 10, 2005
IDS LIFE INSURANCE COMPANY
October 8, 2004 - February 10, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
December 16, 2003 - July 16, 2004
CHARLES SCHWAB & CO., INC.
June 6, 2003 - October 28, 2003
CHARLES SCHWAB & CO., INC.
May 15, 1997 - October 29, 2002
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
