Christopher R. Kristian

LEGACY INVESTMENT ADVISORS

Braintree, MA 02184

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CRD#: 1740027

Professional summary

Christopher Robert Kristian, who also goes by Chris Kristian, is a registered financial advisor currently at LEGACY INVESTMENT ADVISORS INC. located in Braintree, Massachusetts and OSAIC WEALTH, INC. located in Braintree, Massachusetts.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Christopher has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Kristian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-TWG INSURANCE AGENCY LLC; NON-INVESTMENT RELATED; 100 GRANDVIEW RD. 5412; INSURANCE BROKERAGE; EVP; 6/2007; 90 HRS/MONTH; 2-3 HRS/DAY; NO COMPENSATION; CASE DESIGN UNDERWRITING. 2)Legacy Investment Advisors;investment related;100 Grandview Rd,Suite 412;investment advisor;rep/president;1995;6.5 hrs during trading;rep,president 3)255 Grossman Drive;not investment related;266 Grossman Drive,Braintree,MA;jointly owned real estate;9/9/2021;0 hrs/month;0 hrs during trading;hope to make money when property cash flows and subsequently sold 4)Sails Call LLC;not investment related;15 Horseshoe Ln,Marshfield,MA;pleasure sailing,charitable activities;single member LLC;2/2018;0 hrs/month;0 hrs during trading;established LLC for liability purposes associated with guests on board from different charities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Robert Kristian's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 2001 - Present

LEGACY INVESTMENT ADVISORS INC.

Office #1: 100 Grandview Road Suite 412, Braintree, MA 02184

RIA

CRD#: 124554

Braintree, MA

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 100 Grandview Road Suite 412, Braintree, MA 02184

RIA

CRD#: 23131

BRAINTREE, MA

Past

March 5, 2008 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

BRAINTREE, MA

Past

December 15, 2006 - December 18, 2007

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

BRAINTREE, MA

Past

March 1, 1996 - January 8, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

BRAINTREE, MA

Past

April 4, 1988 - March 1, 1996

G. R. PHELPS & CO., INC.

CRD#: 173

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/23/2024)

Connecticut
(8/23/2024)

Florida
(8/23/2024)

Maine
(8/23/2024)

IAR

Massachusetts
(1/1/2001)

Massachusetts
(8/23/2024)

New Hampshire
(8/23/2024)

New Jersey
(8/23/2024)

New York
(8/23/2024)

Pennsylvania
(8/23/2024)

Rhode Island
(8/23/2024)

Texas
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/13/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/9/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/1/1988

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LEGACY INVESTMENT ADVISORS INC.

CRD#: 124554 / SEC#:

Massachusetts

Registered Investment Advisory firm - (1/1/2001 Approved)

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Contact information

Main Address

100 Grandview Road Suite 412, Braintree, MA 02184

Mailing Address

Phone number

(781) 380-1017

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 5,403,442

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher R. Kristian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Robert Kristian's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

PURSHE KAPLAN STERLING INVESTMENTS

MML INVESTORS SERVICES, LLC

G. R. PHELPS & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/1999

Series 63

Date: 10/13/1987

SIE

Date: 10/1/2018

Series 7

Date: 11/9/1995

Series 6

Date: 4/1/1988

FINRA

Current Firm

LEGACY INVESTMENT ADVISORS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEGACY INVESTMENT ADVISORS INC.

TRUST BUT VERIFY

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