Jerome R. Slusiewicz
Professional summary
Jerome Richard Slusiewicz, who also goes by Jerome R. Slusiewicz, Jerome Slusiewicz, Jerry Slusiewicz, is a registered financial advisor currently at PACIFIC FINANCIAL PLANNERS, LLC located in Laguna Niguel, California.
Jerome is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Jerome has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jerome Richard Slusiewicz's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2004 - Present
PACIFIC FINANCIAL PLANNERS, LLC
July 30, 2007 - August 15, 2007
WESTERN INTERNATIONAL SECURITIES, INC.
December 8, 2006 - December 31, 2019
WESTERN INTERNATIONAL SECURITIES, INC.
June 18, 2004 - December 11, 2006
INSIGHT SECURITIES, INC.
September 10, 2001 - June 25, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 19, 2001 - June 25, 2004
WELLS FARGO CLEARING SERVICES, LLC
March 4, 1996 - July 27, 2001
U.S. BANCORP ADVISORS, LLC
May 9, 1995 - February 29, 1996
UBS FINANCIAL SERVICES INC.
July 31, 1993 - May 18, 1995
CITIGROUP GLOBAL MARKETS INC.
March 29, 1989 - July 31, 1993
LEHMAN BROTHERS INC.
December 13, 1988 - March 15, 1989
REYNOLDS KENDRICK STRATTON, INC.
September 22, 1987 - December 10, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/23/2004)
Exams
Current Firm
PACIFIC FINANCIAL PLANNERS, LLC
CRD#: 132314 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 298 |
| AUM (Assets Under Management) | $ 107,516,000 |
Red Flags
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