John A. Lee

BOURKE WEALTH MANAGEMENT

Santa Barbara, CA 93101

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CRD#: 1739880

Professional summary

John Andrew Lee is a registered financial advisor currently at BOURKE WEALTH MANAGEMENT located in Santa Barbara, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. John has worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 04/15/2016 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ 5%/ 1600 GARDEN ST, UNIT 27, SANTA BARBARA, CA 93101 2. 04/15/2016 - BOURKE WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ SANTA BARBARA, CA 3. 04/15/2016 - RICHARDS INVESTMENTS/ REAL ESTATE RENTAL (PARTNER - NO PROPERTIES CURRENTLY OWNED)/ 4%/ SANTA BARBARA, CA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Andrew Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2019 - Present

BOURKE WEALTH MANAGEMENT

Office #1: 222 East Canon Perdido Street, Suite 305, Santa Barbara, CA 93101

RIA

CRD#: 297957

Santa Barbara, CA

Past

April 15, 2016 - September 18, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

SANTA BARBARA, CA

Past

April 15, 2016 - September 18, 2019

LPL FINANCIAL LLC

CRD#: 6413

SANTA BARBARA, CA

Past

December 5, 2008 - April 26, 2016

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SANTA BARBARA, CA

Past

December 5, 2008 - April 26, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SANTA BARBARA, CA

Past

July 8, 1997 - December 17, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SANTA BARBARA, CA

Past

May 9, 1990 - December 17, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SANTA BARBARA, CA

Past

April 11, 1988 - May 1, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

October 20, 1987 - April 11, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOURKE WEALTH MANAGEMENT

CRD#: 297957 / SEC#: 801-117257

RIA

Registered Investment Advisory firm - (8/26/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/27/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/2/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

Current Firm

BOURKE WEALTH MANAGEMENT

CRD#: 297957 / SEC#: 801-117257

RIA

Registered Investment Advisory firm - (8/26/2019 Approved)

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Contact information

Main Address

222 East Canon Perdido Street, Suite 305, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 966-2122

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	244
AUM (Assets Under Management)	$ 121,521,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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John A. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Andrew Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

BOURKE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 10/27/1987

SIE

Date: 10/1/2018

Series 3

Date: 11/2/1987

Series 7

Date: 10/17/1987

Current Firm

BOURKE WEALTH MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BOURKE WEALTH MANAGEMENT

TRUST BUT VERIFY

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