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AG

Alan Geier

1031 SECURITIES
FRANKLIN, MI
Some features on this profile are disabled
CRD#: 1739683
AG

Professional summary

Alan Geier is a registered financial professional currently at 1031 SECURITIES INC. located in Franklin, Michigan.

Alan is registered as a RR (Registered Representative) and started their career in finance in 2002. Alan has worked at 11 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ALAN GEIER INSURANCE - 56 Dutchess Ave, Apt 1, Poughkeepskie, NY 12601. - INSURANCE: LIFE AND HEALTH, PROPERTY AND CASUALTY - BROKER - 01/01/1983 - 5 HRS PER WEEK - LICENSED PROPERTY AND CASUALTY, LIFE AND HEALTH INSURANCE. This is an investment related activity. 2) DBA: 1031XIT STRATEGIES, 56 Dutchess Ave, Apt 1, Poughkeepsie, NY 12601. INVESTMENT RELATED. LONG BEACH, NY. DBA USED FOR 1031 BUSINESS INTO DST'S. 21-40 HOURS/MONTH DURING TRADING HOURS. 3) Alan Geier Real Estate Enterprises, 56 Dutchess Ave, Apt 1, Poughkeepsie, NY 12601 . Investment Related. Proprietor, commercial real estate. 5-10 hrs/mo during business hours, 11-20 hrs/mo outside business hours., >40 hrs/mo during business hours. 4) eRealty Advisors USA, Inc, Located in 777 Westchester Ave, White Plains, NY. Investment Related, Commercial Real Estate, Sale commercial real estate properties. Started February 2019. Hours 1-5 non-business hours and 6-10 during business hours. 5) Coastal Investment Advisors, Located in Wilmington, DE; Investment Related, Investment Advisor Representative, Investment Advisory Services, fee based, 10 hours week during business hours

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alan Geier's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 18, 2025 - Present

1031 SECURITIES INC.

BD
CRD#: 326590
FRANKLIN, MI
Past

June 11, 2021 - July 9, 2021

TCFG INVESTMENT ADVISORS, LLC

RIA
CRD#: 166606
Poughkeepsie, NY
Past

June 11, 2021 - January 17, 2023

REALTA INVESTMENT ADVISORS, INC

RIA
CRD#: 134952
POUGHKEEPSIE, NY
Past

June 10, 2021 - January 17, 2023

REALTA EQUITIES, INC.

BD
CRD#: 23769
POUGHKEEPSIE, NY
Past

January 5, 2021 - July 9, 2021

TCFG WEALTH MANAGEMENT, LLC

BD
CRD#: 164153
LAGUNA NIGUEL, CA
Past

May 10, 2013 - December 4, 2020

CONCORDE INVESTMENT SERVICES, LLC

BD
CRD#: 151604
Poughkeepsie, NY
Past

February 8, 2012 - May 10, 2013

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LONG BEACH, NY
Past

April 28, 2008 - February 16, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
ROCKVILLE CENTRE, NY
Past

February 9, 2006 - October 10, 2007

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

October 18, 2002 - December 21, 2005

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

January 1, 2002 - October 14, 2002

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(9/12/2025)
RR
New York
(3/30/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/26/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/17/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/22/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

1S
1031 SECURITIES INC.
1031 SECURITIES INC. | 1031 SECURITIES, LLC

CRD#: 326590 / SEC#: , 8-71095

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
25300 West 13 Mile Rd, Franklin, MI 48025
Mailing Address
25300 West 13 Mile Rd, Franklin, MI 48025
Phone number
(248) 761-6027
Established
Michigan since 03/27/2023
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WALSH, WILLIAM FRANCISCEO/CCO2276055
1031 SECURITIES INC. - QES PEP MEMBERSHAREHOLDER
RYAN, KIMBERLY ANNFINOP/POO/PFO4316310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

1031 SECURITIES INC.

CRD#: 326590Franklin, MI

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