John T. Foshee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Tim Foshee was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1989. John had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2014 - February 21, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 16, 2014 - February 21, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 13, 2013 - January 16, 2014
RAYMOND JAMES & ASSOCIATES, INC.
February 13, 2013 - January 16, 2014
RAYMOND JAMES & ASSOCIATES, INC.
February 12, 2003 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
April 12, 2001 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
February 22, 1989 - April 12, 2001
REGIONS INVESTMENT COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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