Bruce K. Mackie

BAY CREST PARTNERS

New York, NY 10005

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CRD#: 1739478

Professional summary

Bruce Kenneth Mackie is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.

Bruce is registered as a RR (Registered Representative) and started their career in finance in 1987. Bruce has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bruce Kenneth Mackie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2023 - Present

BAY CREST PARTNERS, LLC

Office #1: 40 Wall Street 42nd Floor, New York, NY 10005

CRD#: 39944

New York, NY

Past

March 25, 2008 - June 19, 2023

WHITAKER SECURITIES LLC

CRD#: 121465

NEW YORK, NY

Past

October 5, 2006 - April 1, 2008

SEABOARD SECURITIES, INC.

CRD#: 755

NEW YORK, NY

Past

August 18, 2006 - August 30, 2006

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

July 30, 2002 - September 16, 2005

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

March 22, 2002 - June 20, 2002

CANTOR FITZGERALD SECURITIES

CRD#: 19660

NEW YORK, NY

Past

October 29, 1992 - March 1, 2000

ICAP SECURITIES USA LLC

CRD#: 19739

NEW YORK, NY

Past

June 11, 1992 - September 9, 1992

FUNDAMENTAL BROKERS

CRD#: 28197

Past

February 28, 1991 - April 4, 1992

FUNDAMENTAL BROKERS

CRD#: 28197

Past

September 3, 1987 - February 28, 1991

FUNDAMENTAL BROKERS

CRD#: 19837

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(6/26/2023)

Exams

State Security Law Exam

Series 63

Date: 7/9/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BAY CREST PARTNERS, LLC

AFC PARTNERS, LLC | BAY CREST PARTNERS, LLC

CRD#: 39944 / SEC#: , 8-48931

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

40 Wall Street 42nd Floor, New York, NY 10005

Mailing Address

40 Wall Street 42nd Floor, New York, NY 10005

Phone number

(212) 480-1400

Established

New York since 12/20/1994

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (26 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FREEDOM HOLDING GROUP, LLC	SOLE LLC MEMBER
CARBONARA, LISA	CCO	5227955
MULLIGAN, WILLIAM PETER JR.	GENERAL SECURITIES PRINCIPAL, LLC MANAGER, CEO	1614209
SCHEUERMANN, JOSEPH PHILIP	COO	3273673
SCHEUERMANN, JOSEPH PHILIP	PFO, POO, FINOP	3273673
WEISS, NICHOLAS DANIEL	ROP	2856151

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bruce K. Mackie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bruce Kenneth Mackie's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHITAKER SECURITIES LLC

SEABOARD SECURITIES, INC.

BGC FINANCIAL, L.P.

BGC FINANCIAL, L.P.

CANTOR FITZGERALD SECURITIES

ICAP SECURITIES USA LLC

FUNDAMENTAL BROKERS

FUNDAMENTAL BROKERS

FUNDAMENTAL BROKERS

State Registrations and Notice Filings

Exams

Series 63

Date: 7/9/2002

SIE

Date: 10/1/2018

Series 7

Date: 12/16/1999

FINRA

Current Firm

BAY CREST PARTNERS, LLC

Contact information

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BAY CREST PARTNERS, LLC

TRUST BUT VERIFY

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