Gregory P. Pipkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Phillip Pipkin SR, who also goes by Gregory Phillip Pinkin Sr, Greg Pipkin, Gregory Phillip Pipkin, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1997. Gregory had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2019 - December 18, 2019
NRI ENERGY SECURITIES LLC
September 22, 2008 - November 14, 2017
BARCLAYS CAPITAL INC.
July 1, 1997 - September 22, 2008
LEHMAN BROTHERS INC.
January 1, 1997 - July 14, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
NRI ENERGY SECURITIES LLC
CRD#: 293244 / SEC#: , 8-70096
Contact information
Documents
Red Flags
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