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HV

Harold R. Vincent

ATTAINMENT ASSET MANAGEMENT LLC
Clayton, GA
Some features on this profile are disabled
CRD#: 1739370
HV

Professional summary

Harold Rucker Vincent, who also goes by Hal Rucker VIncent, Hal Vincent, is a registered financial advisor currently at ATTAINMENT ASSET MANAGEMENT LLC located in Clayton, Georgia.

Harold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Harold has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Hal Rucker Vincent | Hal Vincent

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Rucker Vincent's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 22, 2021 - Present

ATTAINMENT ASSET MANAGEMENT LLC

RIA
CRD#: 316499
Clayton, GA
Past

March 31, 2021 - November 8, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
CLAYTON, GA
Past

March 11, 2021 - November 8, 2021

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
CLAYTON, GA
Past

April 20, 2017 - February 26, 2021

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
RICHMOND, VA
Past

April 20, 2017 - February 26, 2021

OPPENHEIMER & CO. INC.

BD
CRD#: 249
RICHMOND, VA
Past

March 27, 2014 - April 19, 2017

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
ASHLAND, VA
Past

March 27, 2014 - April 19, 2017

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
ASHLAND, VA
Past

February 3, 2014 - March 14, 2014

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
RALEIGH, NC
Past

February 3, 2014 - March 14, 2014

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
RALEIGH, NC
Past

April 16, 2012 - February 3, 2014

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
ASHLAND, VA
Past

April 16, 2012 - February 3, 2014

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
ASHLAND, VA
Past

September 11, 2007 - April 17, 2012

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
HICKORY, NC
Past

September 11, 2007 - April 17, 2012

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
HICKORY, NC
Past

March 13, 2006 - September 19, 2007

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
HICKORY, NC
Past

December 19, 2005 - September 19, 2007

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
HICKORY, NC
Past

February 20, 2003 - November 30, 2005

EDWARD JONES

BD
CRD#: 250
OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(10/22/2021)
IAR
Virginia
(10/25/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/10/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/24/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/18/2003
General Securities Representative Examination

Current Firm

AA
ATTAINMENT ASSET MANAGEMENT LLC
ATTAINMENT ASSET MANAGEMENT LLC | ATTAINMENT ASSET MANAGEMENT, LLC

CRD#: 316499 / SEC#:

Georgia
Registered Investment Advisory firm - (10/22/2021 Approved)
Virginia
Registered Investment Advisory firm - (10/25/2021 Approved)
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Contact information

Main Address
Clayton, GA
Mailing Address
Phone number
(706) 782-6716
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts47
AUM (Assets Under Management)$ 14,054,327

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATTAINMENT ASSET MANAGEMENT LLC

CRD#: 316499Clayton, GA

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