John P. Schnaible
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick Schnaible, who also goes by John P Schnaible, was a registered financial advisor .
John is a previously registered financial advisor and started their career in finance in 1989. John had worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2020 - July 13, 2020
STATE FARM VP MANAGEMENT CORP.
September 6, 2018 - February 6, 2019
SECURIAN FINANCIAL SERVICES, INC.
June 6, 2018 - August 10, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
June 12, 2009 - April 9, 2012
SUNSET FINANCIAL SERVICES, INC.
March 21, 2007 - December 31, 2008
OSAIC WEALTH, INC.
April 29, 2005 - March 22, 2007
SUNSET FINANCIAL SERVICES, INC.
August 20, 2002 - December 31, 2004
WADDELL & REED
August 20, 2002 - December 31, 2004
WADDELL & REED
July 23, 2002 - September 12, 2002
E*TRADE ADVISORY SERVICES, INC.
May 6, 2002 - September 12, 2002
E*TRADE SECURITIES LLC
January 2, 2002 - March 13, 2002
TD AMERITRADE CLEARING, INC.
March 7, 2000 - December 31, 2001
AMERIVEST, INC.
April 7, 1999 - November 23, 1999
CETERA INVESTMENT SERVICES LLC
November 10, 1997 - March 25, 1999
BANCNORTH INVESTMENT GROUP, INC.
May 1, 1996 - October 10, 1997
CETERA INVESTMENT SERVICES LLC
February 1, 1996 - April 18, 1996
GWR INVESTMENTS, INC.
July 13, 1994 - January 30, 1996
HAWKEYE INVESTOR CENTER, INC.
January 4, 1993 - August 30, 1994
BROKER DEALER FINANCIAL SERVICES CORP.
May 21, 1990 - January 27, 1993
CHARLES SCHWAB & CO., INC.
October 25, 1989 - April 9, 1990
IDS LIFE INSURANCE COMPANY
October 25, 1989 - April 9, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
