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Gerald Richard Sparrow

Gerald R. Sparrow

SPARROW CAPITAL MANAGEMENT | President
ST. LOUIS, MO 63102
Some features on this profile are disabled
CRD#: 1739231
Gerald Richard Sparrow

Professional summary

Gerald Richard Sparrow is a registered financial advisor currently at SPARROW CAPITAL MANAGEMENT INC located in St. Louis, Missouri.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Gerald has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Richard Sparrow's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 25, 1997 - Present

SPARROW CAPITAL MANAGEMENT INC

Office #1: 211 N. Broadway, Suite 2080, St. Louis, MO 63102
RIA
CRD#: 106616
ST. LOUIS, MO
Past

April 21, 2014 - April 7, 2020

BYW

RIA
CRD#: 168297
ST. LOUIS, MO
Past

June 11, 2012 - July 19, 2013

BUFORD DICKSON HARPER & SPARROW INC

RIA
CRD#: 108051
ST. LOUIS, MO
Past

March 21, 2002 - December 31, 2002

L.M. KOHN & COMPANY

BD
CRD#: 27913
CINCINNATI, OH
Past

September 11, 1998 - September 21, 2000

UNIFIED FINANCIAL SECURITIES, LLC

BD
CRD#: 7868
INDIANAPOLIS, IN
Past

December 19, 1995 - February 2, 2005

BUFORD DICKSON HARPER & SPARROW INC

RIA
CRD#: 108051
ST. LOUIS, MO
Past

December 11, 1995 - August 6, 1997

CUTTER & COMPANY, INC.

BD
CRD#: 22449
BALLWIN, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SPARROW CAPITAL MANAGEMENT INC
SPARROW CAPITAL MANAGEMENT INC

CRD#: 106616 / SEC#: 801-42906

RIA
Registered Investment Advisory firm - (12/1/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(3/5/1998)
IAR
Missouri
(11/25/1997)
IAR
Texas
(5/8/2006)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/14/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/22/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 11/22/1995
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SC
SPARROW CAPITAL MANAGEMENT INC
SPARROW CAPITAL MANAGEMENT INC

CRD#: 106616 / SEC#: 801-42906

RIA
Registered Investment Advisory firm - (12/1/1992 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
8500 Maryland, Avenue Suite 743, St. Louis, MO 63105
Mailing Address
Phone number
(314) 725-6161
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV FORM PART 2A -2B - REVISED MARCH 07, 2025 (3/11/2025)

Regulatory assets under management

Total Number of Accounts66
AUM (Assets Under Management)$ 224,250,272

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SPARROW CAPITAL MANAGEMENT INC

PresidentCRD#: 106616St. Louis, MO 63102

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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