Scott C. Brookes

SHARKEY HOWES & JAVER

Denver, CO 80246-1904

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CRD#: 1739084

Professional summary

Scott Craig Brookes, AIF®, who also goes by Scott Craig Fink, is a registered financial advisor currently at SHARKEY HOWES & JAVER INC located in Denver, Colorado.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Scott has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Craig Fink

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Craig Brookes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

October 27, 2006 - Present

SHARKEY HOWES & JAVER INC

Office #1: 720 South Colorado Blvd Suite 600 South Tower, Denver, CO 80246-1904

RIA

CRD#: 106050

Denver, CO

Past

December 10, 2004 - November 30, 2006

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

DENVER, CO

Past

August 25, 2004 - November 30, 2006

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

DENVER, CO

Past

March 27, 2003 - June 10, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ENGLEWOOD, CO

Past

March 14, 2003 - June 10, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 18, 1998 - November 8, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 16, 1996 - August 8, 1997

INVESCO DISTRIBUTORS, INC.

CRD#: 289

HOUSTON, TX

Past

September 22, 1987 - August 31, 1988

WADDELL & REED

CRD#: 866

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHARKEY HOWES & JAVER INC

SHARKEY HOWES & JAVER INC | SHJ WEALTH ADVISORS | SHARLEY HOWES & JAVER INC

CRD#: 106050 / SEC#: 801-38328

RIA

Registered Investment Advisory firm - (2/28/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/27/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/25/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/12/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/21/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SHARKEY HOWES & JAVER INC

SHARKEY HOWES & JAVER INC | SHJ WEALTH ADVISORS | SHARLEY HOWES & JAVER INC

CRD#: 106050 / SEC#: 801-38328

RIA

Registered Investment Advisory firm - (2/28/1991 Approved)

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Contact information

Main Address

720 South Colorado Blvd Suite 600 South Tower, Denver, CO 80246-1904

Mailing Address

Phone number

(303) 639-5100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 FIRM BROCHURE PART 2A & 2B 021424 (3/18/2025)

Regulatory assets under management

Total Number of Accounts	2,390
AUM (Assets Under Management)	$ 917,028,734

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott C. Brookes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Craig Brookes's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

INVESCO DISTRIBUTORS, INC.

WADDELL & REED

Primary Firm SEC Registration

SHARKEY HOWES & JAVER INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/25/2003

Series 63

Date: 8/12/1996

Series 7

Date: 8/15/1996

Series 6

Date: 9/21/1987

Current Firm

SHARKEY HOWES & JAVER INC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHARKEY HOWES & JAVER INC

TRUST BUT VERIFY

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